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Compliance Assessments and Audits

Dave Greenlees

We utilize a systematic and comprehensive methodology for conducting compliance assessments and audits to identify potential risks, gaps, and areas of non-compliance within your organization. We will identify and prioritize areas of higher compliance risk including the following areas of concern:

  • Oversight & Infrastructure

  • Policies & Procedures

  • Training

  • Jurisdiction & Classification of Goods

  • Registration Management

  • Licensing

  • Authorizations Management

  • Technical Data Identification, Marking, and Controls

  • Defense Article Identification and Controls

  • Defense Services Identification and Reporting

  • ITAR Agreements

  • Brokering

  • Part 130 Reporting

  • Mergers, Acquisitions, and Divestitures

  • Marketing Activities

  • IT Infrastructure and Security

  • Physical Security

  • Foreign Person Employees

  • Foreign Person Visitors

  • Supply Chain and Third-Party Screening

  • Export and Sanctions Screening

  • Sublicensing/Subcontracting

  • International Travel

  • Trade Shows

  • Recordkeeping

We will prepare a comprehensive report summarizing the assessment or audit findings, including both areas of compliance strength and weakness.

Our clients are provided with clear and actionable recommendations for remediation and improvement, addressing identified non-compliance issues.  We will work with management and stakeholders to develop and implement corrective action plans to address the identified non-compliance, monitor the progress of remediation efforts, and ensure timely resolution of identified deficiencies.


Our process empowers organizations to understand their compliance posture, identify areas of improvement, and implement measures to strengthen their overall compliance program.

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